SEC Form 4 · accession 0001643848-17-000017
Patheon N.V. · PTHN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pamela Daley
Director
Period of report
Mar 23, 2017
Accepted (ET)
Mar 27, 2017 · 1:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001643848
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (Ordinary Shares)F1 | Mar 23, 2017 | A | 6,229 | $0.00 | A | 17,447 | D | |
| Restricted Stock Units (Ordinary Shares)F2 | Mar 23, 2017 | A | 873 | $0.00 | A | 18,320 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On March 23, 2017, the reporting person was granted restricted stock units which will vest in full on the one-year anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share.
- F2The restricted stock units represent qualifying deferred compensation and fully vested on the grant date of March 23, 2017. Such restricted stock units do not settle in ordinary shares until the conclusion of the reporting person's service as a director of the issuer.