SEC Form 4 · accession 0001643848-16-000016
Patheon N.V. · PTHN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William B Hayes
Director
Period of report
Nov 1, 2016
Accepted (ET)
Nov 2, 2016 · 3:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001643848
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Nov 1, 2016 | M | 11,905 | $0.00 | A | 11,905 | D | |
| Ordinary Shares | Nov 1, 2016 | F | 687 | $25.61 | D | 11,218 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On July 20, 2016, the reporting person was granted 11,905 restricted stock units which vested in full on November 1, 2016. Each restricted stock unit represented a contingent right to receive one ordinary share.