SEC Form 4 · accession 0001209191-17-050806
Patheon N.V. · PTHN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
JLL Associates V (Patheon), L.P.
10% Owner
JLL Partners Fund VI (Patheon), L.P.
10% Owner
JLL Patheon Co-Investment Fund, L.P.
10% Owner
Period of report
Aug 29, 2017
Accepted (ET)
Aug 30, 2017 · 7:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001643848
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Aug 29, 2017 | U | 24,455,392 | $35.00 | D | 0 | I | By JLL Patheon Co-Investment Fund, L.P. |
| Ordinary SharesF1 | Aug 29, 2017 | U | 5,975,840 | $35.00 | D | 0 | I | By Patheon Holdco Cooperatief U.A. |
| Ordinary SharesF1 | Aug 29, 2017 | U | 4,996,397 | $35.00 | D | 0 | I | By JLL Partners Fund V (New Patheon), L.P. |
| Ordinary SharesF1 | Aug 29, 2017 | U | 7,013,339 | $35.00 | D | 0 | I | By JLL Associates V (Patheon), L.P |
| Ordinary SharesF1 | Aug 29, 2017 | U | 19,985,589 | $35.00 | D | 0 | I | By JLL Partners Fund VI (Patheon), L.P. |
| Ordinary SharesF1 | Aug 29, 2017 | U | 40,287 | $35.00 | D | 0 | I | By JLL Patheon FF II, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Disposed of pursuant to a tender offer by Thermo Fisher (CN) Luxembourg S.a r.l., a private limited liability company (societe a responsabilite limitee) organized under the laws of the Grand Duchy of Luxembourg ("Purchaser") and Thermo Fisher Scientific Inc., a Delaware corporation ("Thermo Fisher") to purchase all of the ordinary shares (the "Shares") of Patheon N.V. ("Issuer"), which Shares were accepted for payment by Parent on August 29, 2017.