SEC Form 3 · accession 0001140361-18-031183
LEAFBUYER TECHNOLOGIES, INC. · BOTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Breen
Officer — Chief Operating Officer · Director · 10% Owner
Period of report
Oct 13, 2017
Accepted (ET)
Jul 3, 2018 · 1:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001643721
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share | holding | — | — | — | 7,250,020 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Preferred StockF1 | — | holding | — | — | — | — | — | Common Stock | 1,000,000 | — | D |
| Stock Option (right to purchase)F2 | $0.25 | holding | — | — | — | Apr 1, 2018 | Apr 1, 2023 | Common Stock | 1,000,000 | — | D |
Explanation of responses
- F1The Series A Preferred Stock is convertible into the greater of 1 or an indeterminable number of shares of Common Stock at any time at the holder's election. The shares have no expiration date.
- F2The options to purchase shares of the Issuer's Common Stock was granted under the Issuer's 2017 Equity Incentive Plan. Options to purchase 200,000 shares of the Issuer's Common Stock will vest and become exercisable in equal tranches on each of April 1, 2018, October 1, 2018, April 1, 2019, October 1, 2019, April 1, 2020 and October 1, 2020.