SEC Form 4 · accession 0000950103-19-003229
ShockWave Medical, Inc. · SWAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dan Puckett
Officer — CFO & Secretary
Period of report
Mar 6, 2019
Accepted (ET)
Mar 8, 2019 · 4:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001642545
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $17.00 | Mar 6, 2019 | A | 53,278 | A | — | Mar 6, 2029 | Common Stock | 53,278 | 53,278 | D |
Explanation of responses
- F11/48th of the options shall vest each month beginning on March 11, 2019 until 100% of the options have vested