SEC Form 4 · accession 0001225208-18-016593
Daseke, Inc. · DSKE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Don R Daseke
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Dec 13, 2018
Accepted (ET)
Dec 13, 2018 · 7:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001642453
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 13, 2018 | P | 76,000 | $3.3944 | A | 76,000 | I | Walden Management Co. Pension |
| Common Stock | holding | — | — | — | 1,554,206 | D | ||
| Common StockF3 | holding | — | — | — | 34,249 | I | By Spouse | |
| Common StockF4 | holding | — | — | — | 16,337,314 | I | By The Walden Group, Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On December 13, 2018, Walden Management Co. Pension purchased these shares in multiple trades at prices ranging from $3.29 to $3.45. The price reported above reflects the weighted average purchase price. Mr. Daseke hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.
- F2Held of record by Walden Management Co. Pension Mr. Daseke is the sole trustee of Walden Management Co. Pension. Mr. Daseke disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- F3Held of record by Mr. Daseke's spouse. Mr. Daseke disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- F4Held of record by The Walden Group, Inc. Mr. Daseke is the President and majority stockholder of The Walden Group, Inc. Mr. Daseke disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.