SEC Form 4 · accession 0001104659-17-018848
Daseke, Inc. · DSKE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin M. Charlton
Director
Period of report
Mar 21, 2017
Accepted (ET)
Mar 23, 2017 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001642453
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 21, 2017 | J | 13,824 | $0.00 | A | 213,824 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF1 | $5.75 | Mar 21, 2017 | J | 198,918 | A | Mar 29, 2017 | Feb 27, 2022 | Common Stock | 99,459 | 198,918 | D |
Explanation of responses
- F1Represents receipt of the reporting person's pro rata distribution of the shares of common stock and warrants of the registrant held by Hennessy Capital Partners II, LLC.