SEC Form 4 · accession 0001104659-17-018845
Daseke, Inc. · DSKE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Mar 21, 2017
Accepted (ET)
Mar 23, 2017 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001642453
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 21, 2017 | J | 1,848,043 | $0.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF1 | $5.75 | Mar 21, 2017 | J | 15,080,756 | D | Mar 29, 2017 | Feb 27, 2022 | Common Stock | 7,540,378 | 0 | D |
Explanation of responses
- F1Represents the pro rata distribution of the shares of common stock and warrants of the registrant held by Hennessy Capital Partners II LLC (''HCP'') to all of the members of the reporting person or their permitted transferees. Hennessy Capital LLC is the managing member of HCP.