SEC Form 4 · accession 0001135337-17-000003
Guardion Health Sciences, Inc.
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Mark Goldstone
Director
Period of report
Dec 31, 2016
Accepted (ET)
Jan 3, 2017 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001642375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 31, 2016 | A | 50,000 | $0.00 | A | 1,050,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted stock for services vesting 50% on June 30, 2017 and 50% on December 31, 2017.
- F2Previous 1,000,000 restricted shares held, 50% vested on June 30, 2016, 25% vested on December 31, 2016 and 25% scheduled to vest on June 30, 2017.