SEC Form 3 · accession 0000807249-16-000479
Associated Capital Group, Inc. · AC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Agnes Mullady
Officer — Executive Vice President
Period of report
Nov 4, 2016
Accepted (ET)
Nov 14, 2016 · 3:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001642122
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | holding | — | — | — | 29,226 | D |
Table II — derivative securities
No Table II lines on this filing.