SEC Form 4 · accession 0000807249-16-000355
Associated Capital Group, Inc. · AC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce M Lisman
Director
Period of report
Mar 30, 2016
Accepted (ET)
Mar 31, 2016 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001642122
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Mar 30, 2016 | P | 1,000 | $28.2075 | A | 6,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F15,000 shares were received from GAMCO Investors, Inc. on November 30, 2015 as a result of the spin-off of the Issuer.