SEC Form 4 · accession 0001642081-17-000136
Allegiance Bancshares, Inc. · ABTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daryl D Bohls
Officer — Executive Vice President · Director
Period of report
Oct 9, 2017
Accepted (ET)
Oct 10, 2017 · 6:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001642081
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 9, 2017 | M | 500 | $10.00 | A | 6,927 | D | |
| Common StockF2 | Oct 9, 2017 | S | 500 | $37.53 | D | 6,427 | D | |
| Common Stock | Oct 10, 2017 | M | 1,000 | $10.00 | A | 7,427 | D | |
| Common StockF3 | Oct 10, 2017 | S | 1,000 | $38.2307 | D | 6,427 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy) | $10.00 | Oct 9, 2017 | M | 500 | D | Oct 16, 2011 | Oct 16, 2018 | Common Stock | 500 | 19,000 | D |
| Employee Stock Options (right to buy) | $10.00 | Oct 10, 2017 | M | 1,000 | D | Oct 16, 2011 | Oct 16, 2018 | Common Stock | 1,000 | 18,000 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 9, 2017.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.35 to $37.85, inclusive. The reporting person undertakes to provide to Allegiance Bancshares, Inc., any security holder of Allegiance Bancshares, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.80 to $38.40, inclusive.