SEC Form 4 · accession 0001642081-17-000130
Allegiance Bancshares, Inc. · ABTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Umesh Jain
Director
Period of report
Aug 21, 2017
Accepted (ET)
Aug 23, 2017 · 5:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001642081
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 21, 2017 | S | 2,000 | $35.481 | D | 143,675 | D | |
| Common StockF2 | Aug 22, 2017 | S | 3,900 | $35.513 | D | 139,775 | D | |
| Common StockF3 | Aug 23, 2017 | S | 2,412 | $35.665 | D | 137,363 | D | |
| Common Stock | holding | — | — | — | 34,000 | I | By Pi Capital Partners, LLC | |
| Common Stock | holding | — | — | — | 22,500 | I | By Patrick & Jain Investments |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.45 to $35.53, inclusive. The reporting person undertakes to provide to Allegiance Bancshares, Inc., any security holder of Allegiance Bancshares, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1),(2) and (3) to this Form 4.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.50 to $35.60, inclusive.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.30 to $36.05, inclusive.