SEC Form 4 · accession 0001642081-17-000126
Allegiance Bancshares, Inc. · ABTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Umesh Jain
Director
Period of report
Aug 11, 2017
Accepted (ET)
Aug 14, 2017 · 5:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001642081
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 11, 2017 | S | 8,156 | $35.865 | D | 1,944 | I | By Pi Capital Allegiance, LLC |
| Common Stock | Aug 14, 2017 | S | 1,944 | $36.70 | D | 0 | I | By Pi Capital Allegiance, LLC |
| Common Stock | holding | — | — | — | 34,000 | I | By Pi Capital Partners, LLC | |
| Common Stock | holding | — | — | — | 22,500 | I | By Patrick & Jain Investments | |
| Common Stock | holding | — | — | — | 145,675 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.75 to $36.05, inclusive. The reporting person undertakes to provide to Allegiance Bancshares, Inc., any security holder of Allegiance Bancshares, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.