SEC Form 4 · accession 0001642081-17-000079
Allegiance Bancshares, Inc. · ABTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
III Ramon A. Vitulli
Officer — Executive Vice President · Director
Period of report
May 16, 2017
Accepted (ET)
May 18, 2017 · 5:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001642081
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 16, 2017 | S | 69 | $39.1152 | D | 8,708 | D | |
| Common Stock | May 17, 2017 | S | 400 | $38.50 | D | 8,308 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $20.00 | holding | — | — | — | — | Apr 24, 2024 | Common Stock | 9,350 | 9,350 | D |
| Employee Stock Options (right to buy) | $10.00 | holding | — | — | — | Oct 16, 2011 | Oct 16, 2018 | Common Stock | 18,000 | 18,000 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.10 to $39.25, inclusive. The reporting person undertakes to provide to Allegiance Bancshares, Inc., any security holder of Allegiance Bancshares, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2The option vests in 4 equal annual installments beginning on April 24, 2015.