SEC Form 4 · accession 0001642081-16-000009
Allegiance Bancshares, Inc. · ABTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Lester
Officer — Executive Vice President
Period of report
Jan 4, 2016
Accepted (ET)
Oct 11, 2016 · 11:21 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001642081
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 4, 2016 | J | 400 | $17.00 | A | 10,974 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy)F2 | $20.00 | holding | — | — | — | — | Apr 24, 2024 | Common Stock | 4,873 | 4,873 | D |
| Employee Stock Options (right to buy) | $10.00 | holding | — | — | — | Oct 16, 2011 | Oct 16, 2018 | Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1These shares were acquired under the Allegiance Bancshares, Inc. Employee Stock Purchase Plan in transactions that were exempt under Rule 16b-3(c).
- F2The option vests in 4 equal annual installments beginning on April 24, 2015.
Remarks
Exhibit 24 - Power of Attorney