SEC Form 4/A · accession 0001209191-16-115190
Allegiance Bancshares, Inc. · ABTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
III Ramon A. Vitulli
Officer — Executive Vice President · Director
Period of report
Jan 28, 2016
Accepted (ET)
Apr 21, 2016 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001642081
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 28, 2016 | P | 110 | $17.65 | A | 8,777 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to buy)F2 | $10.00 | holding | — | — | — | Oct 16, 2011 | Oct 16, 2018 | Common Stock | 18,000 | 18,000 | D |
| Employee Stock Option (Right to buy)F2,F3 | $20.00 | holding | — | — | — | — | Apr 24, 2024 | Common Stock | 9,350 | 9,350 | D |
Explanation of responses
- F1This amendment is being filed in order to restate such entries in Column 5 of Table 1 as necessary to properly reflect the amount of securities beneficially owned following the reported transaction.
- F2These holdings of derivative securities were inadvertently omitted from the reporting person's original Form 4 filed on January 29, 2016.
- F3The option vests in 4 equal annual installments beginning on April 24, 2015.
Remarks
Exhibit 24 - Power of Attorney