SEC Form 4 · accession 0001681856-17-000005
SPX FLOW, Inc. · FLOW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Adam Kowalski
Officer — Pres, Global Mfg Ops
Period of report
Dec 16, 2016
Accepted (ET)
Jan 5, 2017 · 4:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001641991
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 16, 2016 | F | 3,210 | $31.77 | D | 144,948 | D | |
| Common Stock | Jan 3, 2017 | D | 20,634 | $0.00 | D | 124,314 | D | |
| Common Stock | holding | — | — | — | 2,506 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option to purchase common stockF3 | $61.29 | holding | — | — | — | — | Jan 2, 2025 | Common Stock | 40,718 | 40,718 | D |
Explanation of responses
- F1Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock previously granted under the SPX FLOW Stock Compensation Plan.
- F2Forfeiture of restricted stock under the SPX FLOW Stock Compensation Plan.
- F3The option vests in three equal annual installments beginning on January 2, 2016, and the exercise period ends on January 2, 2025.