SEC Form 4 · accession 0001638956-18-000014
SPX FLOW, Inc. · FLOW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Adam Kowalski
Officer — Pres, Global Mfg Ops
Period of report
Mar 9, 2018
Accepted (ET)
Mar 13, 2018 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001641991
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 9, 2018 | A | 26,065 | — | A | 139,842 | D | |
| Common Stock | holding | — | — | — | 2,933 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option to purchase common stockF2 | $61.29 | holding | — | — | — | — | Jan 2, 2025 | Common Stock | 40,718 | 40,718 | D |
Explanation of responses
- F1Grant of restricted stock pursuant to the SPX FLOW Stock Compensation Plan.
- F2The option vests in three equal annual installments beginning on January 2, 2016, and the exercise period ends on January 2, 2025.