SEC Form 4 · accession 0001628280-16-011644
SPX FLOW, Inc. · FLOW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J. Wilson
Officer — Pres., Industrial
Period of report
Feb 22, 2016
Accepted (ET)
Feb 24, 2016 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001641991
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 22, 2016 | P | 12,907 | $17.50 | A | 12,907 | I | By family trusts |
| Common Stock | holding | — | — | — | 98,221 | D | ||
| Common Stock | holding | — | — | — | 16,409 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option to purchase common stockF2 | $61.29 | holding | — | — | — | — | Jan 2, 2025 | Common Stock | 15,801 | 15,801 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $17.49 to $17.50. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote.
- F2The option vests in three equal annual installments beginning on January 2, 2016, and the exercise period ends on January 2, 2025.