SEC Form 4 · accession 0001628280-16-010153
SPX FLOW, Inc. · FLOW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeremy W Smeltser
Officer — VP & CFO
Period of report
Jan 4, 2016
Accepted (ET)
Jan 6, 2016 · 6:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001641991
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 4, 2016 | A | 45,329 | — | A | 177,965 | D | |
| Common Stock | Jan 4, 2016 | F | 1,666 | $27.91 | D | 176,299 | D | |
| Common Stock | Jan 4, 2016 | D | 22,120 | $0.00 | D | 154,179 | D | |
| Common Stock | holding | — | — | — | 1,569 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option to purchase common stockF4 | $61.29 | holding | — | — | — | — | Jan 2, 2025 | Common Stock | 40,718 | 40,718 | D |
Explanation of responses
- F1Grant of restricted stock pursuant to the SPX FLOW Stock Compensation Plan.
- F2Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock previously granted under the SPX FLOW Stock Compensation Plan.
- F3Forfeiture of restricted stock under the SPX FLOW Stock Compensation Plan.
- F4The option vests in three equal annual installments beginning on January 2, 2016, and the exercise period ends on January 2, 2025.