SEC Form 4 · accession 0001628280-16-010147
SPX FLOW, Inc. · FLOW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc G. Michael
Officer — President and CEO · Director
Period of report
Jan 4, 2016
Accepted (ET)
Jan 6, 2016 · 6:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001641991
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 4, 2016 | A | 108,790 | — | A | 134,963 | D | |
| Common Stock | Jan 4, 2016 | F | 1,522 | $27.91 | D | 133,441 | D | |
| Common Stock | Jan 4, 2016 | D | 2,388 | $0.00 | D | 131,053 | D | |
| Common Stock | Jan 5, 2016 | F | 790 | $27.91 | D | 130,263 | D | |
| Common Stock | holding | — | — | — | 941 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option to purchase common stockF4 | $61.29 | holding | — | — | — | — | Jan 2, 2025 | Common Stock | 15,801 | 15,801 | D |
Explanation of responses
- F1Grant of restricted stock pursuant to the SPX FLOW Stock Compensation Plan.
- F2Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock previously granted under the SPX FLOW Stock Compensation Plan.
- F3Forfeiture of restricted stock under the SPX FLOW Stock Compensation Plan.
- F4The option vests in three equal annual installments beginning on January 2, 2016, and the exercise period ends on January 2, 2025.