SEC Form 4 · accession 0001337750-17-000038
SPX FLOW, Inc. · FLOW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Adam Kowalski
Officer — Pres, Global Mfg Ops
Period of report
Apr 11, 2017
Accepted (ET)
Apr 12, 2017 · 4:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001641991
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 11, 2017 | S | 11,744 | $36.00 | D | 142,033 | D | |
| Common Stock | holding | — | — | — | 2,743 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option to purchase common stockF2 | $61.29 | holding | — | — | — | — | Jan 2, 2025 | Common Stock | 40,718 | 40,718 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2017.
- F2The option vests in three equal annual installments beginning on January 2, 2016, and the exercise period ends on January 2, 2025.