SEC Form 4 · accession 0001179110-15-013831
SPX FLOW, Inc. · FLOW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Kearney
Officer — President & CEO · Director
Period of report
Oct 1, 2015
Accepted (ET)
Oct 5, 2015 · 7:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001641991
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 1, 2015 | F | 26,724 | $34.43 | D | 235,372 | D | |
| Common StockF2 | holding | — | — | — | 260,219 | I | By trust | |
| Common StockF3 | holding | — | — | — | 71,039 | I | By trust | |
| Common StockF4 | holding | — | — | — | 59,834 | I | By trust | |
| Common Stock | holding | — | — | — | 4,983 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option to purchase common stockF5 | $64.70 | holding | — | — | — | — | Jan 2, 2025 | Common Stock | 165,922 | 165,922 | D |
Explanation of responses
- F1Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock previously granted as replacement shares under the SPX FLOW Stock Compensation Plan.
- F2By the Christopher J. Kearney Revocable Trust u/i/d 1/31/1997, as amended.
- F3By the Susan M. Kearney Revocable Trust u/i/d 1/31/1997, as amended.
- F4By the Christopher J. Kearney Grantor Retained Annuity Trust.
- F5The option vests in three equal annual installments beginning on January 2, 2016, and the exercise period ends on January 2, 2025.