SEC Form 4 · accession 0001179110-15-013417

SPX FLOW, Inc. · FLOW

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Officer — Pres., Power and Energy

Period of report

Sep 26, 2015

Accepted (ET)

Sep 29, 2015 · 6:12 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001641991

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Sep 26, 2015	A	26,099	$0.00	A	31,579	D
Common Stock	holding	—	—		—	419	I	401(k) Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee stock option to purchase common stock^F3,F4	$64.70	Sep 26, 2015	A	14,969	A	—	Jan 2, 2025	Common Stock	14,969	14,969	D

F1Represents restricted stock granted in accordance with the employee matters agreement between the Issuer and SPX Corporation ("SPX") to replace restricted stock of SPX held by the reporting person immediately prior to the distribution by SPX to its stockholders of all of the outstanding shares of the common stock of the Issuer (the "Spin-off"). Final amounts, if different, will be reported in a subsequent filing.
F2Includes shares of Issuer common stock received in connection with the Spin-off in an exempt transaction pursuant to Rule 16a-9.
F3Represents options to purchase shares of the Issuer's common stock granted to the reporting person as a result of adjustments to existing SPX stock options made in connection with the Spin-off. Final amounts, if different, will be reported in a subsequent filing.
F4The option vests in three equal annual installments beginning on January 2, 2016, and the exercise period ends on January 2, 2025.