SEC Form 4 · accession 0001493152-18-015265
Beyond Air, Inc. · XAIR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas Beck
Officer — Chief Financial Officer
Period of report
Nov 2, 2018
Accepted (ET)
Nov 6, 2018 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001641631
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $4.25 | Nov 2, 2018 | A | 85,000 | A | — | Nov 1, 2022 | Common stock | 85,000 | 85,000 | D |
Explanation of responses
- F1The options will vest as to 25% of the shares after 12 months of continuous service, and the balance will vest in equal monthly installments over the next 36 months of continuous service.