SEC Form 4 · accession 0001178913-18-001442
Beyond Air, Inc. · XAIR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amir Avniel
Officer — President, COO · Director
Period of report
Feb 16, 2018
Accepted (ET)
May 3, 2018 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001641631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 16, 2018 | M | 2,342 | $4.25 | A | 452,615 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Tranche A Warrant (right to buy) | $4.25 | Feb 16, 2018 | P | 2,342 | A | Feb 16, 2018 | Feb 19, 2018 | Common stock | 2,342 | 2,342 | D |
| Tranche A Warrant (right to buy) | $4.25 | Feb 16, 2018 | P | 2,342 | A | Feb 16, 2018 | Feb 15, 2021 | Common stock | 2,342 | 2,342 | D |
| Tranche A Warrant (right to buy) | $4.25 | Feb 16, 2018 | M | 2,342 | D | Feb 16, 2018 | Feb 19, 2018 | Common stock | 2,342 | 0 | D |
Explanation of responses
- F1Excludes 32,666 shares of common stock held by Dandelion Investments Ltd., over which Mr. Avniel has sole voting and dispositive power, which were acquired prior to the reported transactions and reported as held directly by Mr. Avniel in his Form 3 filed on April 19, 2017.