SEC Form 4 · accession 0001178913-18-001373
Beyond Air, Inc. · XAIR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ari Raved
Director
Period of report
Feb 16, 2018
Accepted (ET)
Apr 30, 2018 · 5:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001641631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 16, 2018 | M | 11,709 | $4.25 | A | 639,885 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Tranche A Warrant (right to buy) | $4.25 | Feb 16, 2018 | P | 11,709 | A | Feb 16, 2018 | Feb 19, 2018 | Common Stock | 11,709 | 11,709 | D |
| Tranche B Warrant (right to buy) | $4.25 | Feb 16, 2018 | P | 11,709 | A | Feb 16, 2018 | Feb 15, 2021 | Common Stock | 11,709 | 11,709 | D |
| Tranche A Warrant (right to buy) | $4.25 | Feb 16, 2018 | M | 11,709 | D | Feb 16, 2018 | Feb 19, 2018 | Common Stock | 11,709 | 0 | D |