SEC Form 3 · accession 0001178913-17-001134
Beyond Air, Inc. · XAIR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jerome B Zeldis
Director
Period of report
Mar 14, 2017
Accepted (ET)
Apr 19, 2017 · 8:04 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001641631
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 3,927 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $5.46 | holding | — | — | — | — | Jul 24, 2024 | Common Stock | 1,245 | — | D |
| RSUF2 | $0.00 | holding | — | — | — | — | Sep 30, 2025 | Common Stock | 7,854 | — | D |
| Stock Option (Right to Buy)F3 | $5.46 | holding | — | — | — | — | Sep 30, 2025 | Common Stock | 23,919 | — | D |
Explanation of responses
- F1The options vest in 3 equal annual installments beginning on July 11, 2014.
- F2The restricted shares will become exercisable in 3 equal annual installments beginning on September 3, 2015.
- F3The options vest in 3 equal annual installments beginning on September 3, 2015.