SEC Form 4 · accession 0001140361-18-031226
CPI Card Group Inc. · PMTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Daniel Lowe
Officer — Advisor to CEO
Period of report
Jul 2, 2018
Accepted (ET)
Jul 3, 2018 · 3:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001641614
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $1.98 | Jul 2, 2018 | A | 75,000 | A | — | Jul 2, 2028 | Common Stock | 75,000 | 75,000 | D |
Explanation of responses
- F133.4% of the options will vest on the first anniversary of the grant date, 33.3% will vest on the second anniversary of the grant date, and 33.3% will vest on the third anniversary of the grant date.