SEC Form 4 · accession 0001104659-17-051373
CPI Card Group Inc. · PMTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay Arbabha
Officer — Chief Technology Officer
Period of report
Aug 9, 2017
Accepted (ET)
Aug 11, 2017 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001641614
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 7, 2017 | L | 147 | $3.08 | A | 10,200 | D | |
| Common Stock | Aug 9, 2017 | P | 30,000 | $1.05 | A | 40,200 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This small acquisition on July 7, 2017 was exempted from contemporaneous filing of a separate Form 4 pursuant to Rule 16a-6.