SEC Form 4 · accession 0001104659-17-036167
CPI Card Group Inc. · PMTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diane Fulton
Director
Period of report
May 25, 2017
Accepted (ET)
May 30, 2017 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001641614
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F1,F2 | — | May 25, 2017 | A | 25,000 | A | — | — | Common Stock | 25,000 | 36,442 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive one CPI Card Group Inc. common share upon vesting of such restricted stock unit.
- F2The 25,000 restricted stock units reported on this line vest on the first anniversary of the May 25, 2017 award date.
- F3Total includes prior restricted stock unit awards that have different vesting and expiration dates.