SEC Form 4 · accession 0001104659-17-000948
CPI Card Group Inc. · PMTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chris Bakke
Officer — Chief Accounting Officer
Period of report
Jan 3, 2017
Accepted (ET)
Jan 5, 2017 · 4:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001641614
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $4.20 | Jan 3, 2017 | A | 40,698 | A | Jan 3, 2018 | Jan 3, 2027 | Common Stock | 40,698 | 40,698 | D |
Explanation of responses
- F1The stock options vest on the first anniversary of the January 3, 2017 award date.