SEC Form 4 · accession 0001104659-15-071444
CPI Card Group Inc. · PMTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steve Montross
Officer — President & CEO · Director
Period of report
Oct 15, 2015
Accepted (ET)
Oct 19, 2015 · 8:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001641614
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 15, 2015 | S | 87,991 | $9.50 | D | 1,519,043 | D | |
| Common Stock | Oct 15, 2015 | P | 100 | $10.00 | A | 1,519,143 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold in the initial public offering of CPI Card Group Inc. in which the Reporting Person was a selling stockholder.
- F2Mr. Montross purchased 100 shares in the initial public offering of CPI Card Group Inc. No profit resulted from the matching of the sale and purchase reported on this Form 4.