SEC Form 5 · accession 0001209191-16-109290
Easterly Acquisition Corp. · EACQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas W. Purcell Jr.
Director
Period of report
Dec 31, 2015
Accepted (ET)
Mar 17, 2016 · 7:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001641197
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 1, 2015 | G | 24,000 | $0.00 | D | 0 | D | |
| Common StockF1 | Oct 1, 2015 | G | 24,000 | $0.00 | A | 24,000 | I | Lake Trail Illiquid Investments LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Purcell holds shared voting and investment power over the shares held by Lake Trail Illiquid Investments LLC and disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.