SEC Form 4 · accession 0001674523-16-000002
LM FUNDING AMERICA, INC. · LMFA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R. Dean Akers
Officer — Chief Operating Officer
Period of report
May 10, 2016
Accepted (ET)
May 12, 2016 · 8:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001640384
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F1 | $12.50 | May 10, 2016 | A | 25,000 | A | — | May 10, 2026 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1Grant to reporting person of option to buy shares under the 2015 Omnibus Incentive Plan. One-third of the options become exercisable on the first, second, and third anniversary of the date of the grant.