SEC Form 3 · accession 0000899243-19-001856
LM FUNDING AMERICA, INC. · LMFA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark J Pajak
Officer — COO
Period of report
Jan 24, 2014
Accepted (ET)
Jan 24, 2019 · 2:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001640384
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 0 | D | ||
| Common Stock - See RemarksF1 | holding | — | — | — | 648,496 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Securities are owned by Capital North America, LLC which is owned 100% by Craven House Capital PLC. The reporting person owns 9.4% of Craven House Capital PLC
Remarks
640,000 shares owned by Craven House Capital North America, LLC are reported separately on Schedule 13D.