SEC Form 4 · accession 0000899243-18-014414
LM FUNDING AMERICA, INC. · LMFA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard D. Russell
Officer — CFO
Period of report
May 29, 2018
Accepted (ET)
May 30, 2018 · 3:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001640384
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $1.00 | May 29, 2018 | A | 75,000 | A | — | May 29, 2028 | Common Stock | 75,000 | 100,000 | D |
Explanation of responses
- F1Represent an option to purchase 75,000 common shares of LM Funding. The option vests in equal one-third installments on each of the first, second and third anniversaries of the grant date.