SEC Form 4 · accession 0001209191-18-006454
Amplify Snack Brands, INC · BETR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
TA ASSOCIATES, L.P.
Director · 10% Owner
TA XI, L.P.
Director · 10% Owner
TA Atlantic & Pacific VII-A L.P.
Director · 10% Owner
TA Atlantic & Pacific VII-B L.P.
Director · 10% Owner
TA INVESTORS IV, L.P.
Director · 10% Owner
Period of report
Jan 31, 2018
Accepted (ET)
Feb 1, 2018 · 4:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001640313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 31, 2018 | D | 24,053,120 | $12.00 | D | 0 | I | By TA XI L.P. |
| Common StockF2 | Jan 31, 2018 | D | 3,130,392 | $12.00 | D | 0 | I | By TA Atlantic and Pacific VII-A L.P. |
| Common StockF2 | Jan 31, 2018 | D | 5,317,363 | $12.00 | D | 0 | I | By TA Atlantic and Pacific VII-B L.P. |
| Common StockF2 | Jan 31, 2018 | D | 650,017 | $12.00 | D | 0 | I | By TA Investors IV L.P |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Disposed of pursuant to the Agreement and Plan of Merger by and among The Hershey Company, Alphabet Merger Sub Inc. and Amplify Snack Brands, Inc. (the "Issuer") dated as of December 17, 2017, whereby, at the effective time of the merger contemplated therein, all issued and outstanding shares of the Issuer's common stock, par value $0.0001 per share, were automatically cancelled and converted into the right to receive $12.00 per share in cash without interest.
- F2The shares are held directly by TA XI L.P., TA Atlantic and Pacific VII-A L.P., TA Atlantic and Pacific VII-B L.P. and TA Investors IV L.P. (the "TA Associates Funds"). TA Associates, L.P. is either the direct or indirect general partner of the TA Associates Funds and has investment and voting control over the shares held by the TA Associates Funds. Voting and investment decisions on behalf of TA Associates, L.P. with respect to such shares are made by a four-person investment committee at TA Associates, L.P. consisting of the following partners or employees of TA Associates, L.P. or its affiliates: Jeffrey S. Barber, William D. Christ II, Roger B. Kafker and Richard D. Tadler. Messrs. Barber and Christ are Directors of the Issuer and serve as representatives of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such shares, if any.