SEC Form 4 · accession 0001209191-17-052815
Amplify Snack Brands, INC · BETR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Stephen Christenson
Officer — See Remarks
Period of report
Sep 12, 2017
Accepted (ET)
Sep 14, 2017 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001640313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 12, 2017 | A | 144,687 | $0.00 | A | 147,687 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $7.04 | Sep 12, 2017 | A | 699,704 | A | — | Sep 11, 2027 | Common Stock | 699,704 | 699,704 | D |
Explanation of responses
- F1These shares represent Restricted Stock Units (each, an "RSU") and will be settled in the Issuer's Common Stock upon vesting. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs will vest according to the following schedule: 1/3rd of the RSUs shall vest on September 30, 2018 and 1/36th of the RSUs shall vest on the last day of each month thereafter, provided that the Reporting Person continues to have a service relationship with the Issuer through each such date.
- F2The shares subject to the option will vest according to the following schedule: 1/3rd of the shares shall vest on September 12, 2018 and 1/36th of the shares shall vest on the last day of each month thereafter, provided that the Reporting Person continues to have a service relationship with the Issuer through each such date.
Remarks
Executive Vice President and Chief Financial Officer