SEC Form 4 · accession 0001209191-17-024971
Amplify Snack Brands, INC · BETR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas C. Ennis
Officer — Chief Executive Officer · Director
Period of report
Apr 1, 2017
Accepted (ET)
Apr 4, 2017 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001640313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 1, 2017 | A | 130,625 | $0.00 | A | 2,955,952 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares represent Restricted Stock Units (each, an "RSU"). Each RSU represents a contingent right to receive one share of Issuer's Common Stock. The RSUs vest according to the following schedule: 1/3rd of the shares vest on March 10, 2018, 1/3rd of the shares vest on March 10, 2019 and 1/3rd of the shares vest on March 10, 2020, subject to the Reporting Person's continued employment with the Issuer through each vesting date.
- F2The total securities beneficially owned includes 130,625 shares of unvested Restricted Stock Units.