SEC Form 4 · accession 0001209191-16-142624
Amplify Snack Brands, INC · BETR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew S. Friedman
Director
Period of report
Sep 21, 2016
Accepted (ET)
Sep 23, 2016 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001640313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Sep 21, 2016 | S | 4,100 | $16.5109 | D | 2,588,623 | I | By A&J Popcorn Holdings, LLC |
| Common StockF4,F3 | Sep 22, 2016 | S | 4,100 | $16.6649 | D | 2,584,523 | I | By A&J Popcorn Holdings, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F2This transaction was executed in multiple trades at prices ranging from $16.33 to $16.71. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3The shares are held directly by A&J Popcorn Holdings, LLC in which Mr. Friedman has sole voting and dispositive power.
- F4This transaction was executed in multiple trades at prices ranging from $16.62 to $16.715. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.