SEC Form 4 · accession 0001209191-15-064846
Amplify Snack Brands, INC · BETR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pamela L. Netzky
Director
Period of report
Aug 10, 2015
Accepted (ET)
Aug 10, 2015 · 2:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001640313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 10, 2015 | A | 4,048,188 | $0.00 | A | 4,048,188 | I | By P&A Capital LLC |
| Common StockF2 | Aug 10, 2015 | S | 891,230 | $18.00 | D | 3,156,958 | I | By P&A Capital LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were distributed to the Reporting Person in connection with the liquidation of TA Topco 1, LLC pursuant to the distribution provisions of its limited liability company agreement based on the value implied by the price of the shares of common stock sold in Issuer's initial public offering. This transaction was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rules 16b-3, 16a-13 and 16a-9 promulgated thereunder.
- F2The shares are held directly by P&A Capital LLC in which Ms. Netzky has sole voting and dispositive power.