SEC Form 4 · accession 0001104659-15-079897
Voyager Therapeutics, Inc. · VYGR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sanofi
Other
Period of report
Nov 16, 2015
Accepted (ET)
Nov 18, 2015 · 2:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001640266
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock Par value per share $ 0.001 | Nov 10, 2015 | C | 2,352,941 | $0.00 | A | 2,352,941 | I | Via wholly owned subsidiary Aventis Inc. |
| Common stock Par value per share $ 0.001 | Nov 16, 2015 | P | 125,000 | $14.00 | A | 2,477,941 | I | Via wholly owned subsidiary Aventis Inc. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Shares of Series B convertible preferred stockF1 | $0.00 | Nov 10, 2015 | C | 10,000,000 | D | — | — | Common stocks | 2,352,941 | 0 | I |
Explanation of responses
- F1Conversion upon Initial Public Offering