SEC Form 3 · accession 0001213900-15-008203
Wins Finance Holdings Inc. · WINS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Xu
Officer — President · Director
Period of report
Oct 26, 2015
Accepted (ET)
Nov 5, 2015 · 10:49 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001640251
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | holding | — | — | — | 204,005 | I | By Lodestar Investment Holdings Corporation |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1204,005 ordinary shares are held of record by Lodestar Investment Holdings Corporation, over which the Reporting Person has voting control.