SEC Form 4 · accession 0001144204-15-073352
Wins Finance Holdings Inc. · WINS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peilin Zhao
10% Owner
Period of report
Dec 15, 2015
Accepted (ET)
Dec 30, 2015 · 3:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001640251
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Dec 15, 2015 | S | 1,125,000 | $11.00 | D | 1,009,000 | D | |
| Ordinary SharesF1 | Dec 15, 2015 | S | 1,100,000 | $11.00 | D | 0 | I | By Great Finance Holdings Limited |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person sold Great Finance Holdings Limited to a third party, and therefore does not have voting or dispositive power over the ordinary shares owned by it.