SEC Form 4 · accession 0001144204-15-073053
Wins Finance Holdings Inc. · WINS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bradley Reifler
Director
Period of report
Dec 16, 2015
Accepted (ET)
Dec 29, 2015 · 10:26 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001640251
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (right to buy)F1 | $12.00 | Dec 16, 2015 | A | 80,000 | A | — | Dec 15, 2020 | Ordinary Shares | 80,000 | 80,000 | D |
Explanation of responses
- F1The options become exercisable in three equal annual installments beginning on December 16, 2015 provided that the reporting person continues to serve as a member of the Board of Directors of Wins Finance Holdings Inc.