SEC Form 4 · accession 0001104659-16-092562
Care Capital Properties, Inc. · CCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond J Lewis
Officer — Chief Executive Officer
Period of report
Jan 27, 2016
Accepted (ET)
Jan 29, 2016 · 6:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001639947
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 27, 2016 | A | 63,755 | $0.00 | A | 214,365 | D | |
| Common StockF2 | Jan 27, 2016 | F | 6,609 | $29.94 | D | 207,756 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3,F5,F4 | $29.94 | Jan 27, 2016 | A | 321,456 | A | Jan 27, 2016 | Jan 27, 2026 | Common Stock | 321,456 | 321,456 | D |
Explanation of responses
- F1Restricted stock granted by Issuer pursuant to the Care Capital Properties, Inc. 2015 Incentive Plan (the "Plan"). This restricted stock vests in three equal annual installments beginning on the date of the grant.
- F2Represents shares withheld to pay the taxes on the vesting of restricted stock granted on January 27, 2016 under the Plan.
- F3Stock options granted by Issuer pursuant to the Plan.
- F4These options vest in three equal annual installments beginning on the date of the grant.
- F5As of January 27, 2016, Reporting Person owns options to purchase an aggregate of 1,090,882 shares of Issuer's common stock.