SEC Form 4 · accession 0001628280-26-040495
Spotify Technology S.A. · SPOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alex Norstrom
Officer — Co-Chief Executive Officer · Director
Period of report
Jun 1, 2026
Accepted (ET)
Jun 3, 2026 · 5:04 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0001639920
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary ShareF1,F2 | Jun 1, 2026 | F | 808 | $497.68 | D | 68,390 | D | |
| Ordinary ShareF3,F2 | Jun 2, 2026 | M | 5,436 | $151.25 | A | 73,826 | D | |
| Ordinary ShareF3,F4,F2 | Jun 2, 2026 | S | 5,436 | $498.2682 | D | 68,390 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3,F5 | $151.25 | Jun 2, 2026 | M | 5,436 | D | — | Mar 1, 2027 | Ordinary Share | 5,436 | 10,872 | D |
Explanation of responses
- F1Shares withheld to satisfy tax withholding obligation arising out of the vesting of restricted stock units ("RSUs")
- F2The fractional amount shown reflects the computational result of RSU vesting and tax withholding. No fractional ordinary shares are issued.
- F3Transaction made pursuant to a Rule 10b-51 trading plan adopted by the reporting person on December 11, 2025
- F4The price reported in Column 4 is a weighted average price. These shares were sold in transactions at prices ranging from $494.7400 to $506.0200, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F5The stock option is fully vested and currently exercisable.