SEC Form 4 · accession 0001140361-26-031427
Spotify Technology S.A. · SPOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alex Norstrom
Officer — Co-Chief Executive Officer · Director
Period of report
Aug 3, 2026
Accepted (ET)
Aug 5, 2026 · 4:16 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0001639920
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary ShareF1,F2 | Aug 3, 2026 | M | 5,436 | $151.25 | A | 72,209 | D | |
| Ordinary ShareF1,F3,F2 | Aug 3, 2026 | S | 590 | $499.9574 | D | 71,619 | D | |
| Ordinary ShareF1,F4,F2 | Aug 3, 2026 | S | 1,253 | $501.1581 | D | 70,366 | D | |
| Ordinary ShareF1,F5,F2 | Aug 3, 2026 | S | 1,865 | $502.0452 | D | 68,501 | D | |
| Ordinary ShareF1,F6,F2 | Aug 3, 2026 | S | 1,159 | $502.8576 | D | 67,342 | D | |
| Ordinary ShareF1,F7,F2 | Aug 3, 2026 | S | 254 | $503.8554 | D | 67,088 | D | |
| Ordinary ShareF1,F8,F2 | Aug 3, 2026 | S | 315 | $506.0444 | D | 66,773 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1,F9 | $151.25 | Aug 3, 2026 | M | 5,436 | D | — | Mar 1, 2027 | Ordinary Share | 5,436 | 0 | D |
Explanation of responses
- F1Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2025.
- F2The fractional amount shown reflects the computational result of restricted stock units vesting and tax withholding. No fractional ordinary shares are issued.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in transactions at prices ranging from $499.50 to $500.42, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in transactions at prices ranging from $500.58 to $501.49, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in transactions at prices ranging from $501.51 to $502.49, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F6The price reported in Column 4 is a weighted average price. These shares were sold in transactions at prices ranging from $502.545 to $503.37, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F7The price reported in Column 4 is a weighted average price. These shares were sold in transactions at prices ranging from $503.57 to $504.115, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F8The price reported in Column 4 is a weighted average price. These shares were sold in transactions at prices ranging from $506.00 to $506.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F9The stock option is fully vested and currently exercisable.